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Willis Towers Watson - FCA investigations - the new world

Sunday 21 January 2018

Willis Towers Watson - FCA investigations - the new world


Date: 1 February 2018

Venue: London


FCA investigations - the new world


Willis Towers Watson invite you to join them for a practical presentation dealing with the challenges arising from the FCA's new enforcement policy and its focus on individual accountability.

It is now FCA policy to consider the conduct of each individual involved in suspected misconduct by a firm.  The extension of the SMCR to all FCA regulated firms underpins this policy.

Firms and individuals under FCA investigation have different interests. Issues for individuals include the cost of specialist advice, gaining access to relevant documentation and challenging facts and breaches that may have been admitted by the firm.

Indemnities and D&O insurance may not always provide sufficient cover or cover at an early enough stage to enable an individual properly to protect their interests.

For further information go to:
http://links.mpfexpress.mkt304.com/servlet/MailView?ms=MTgwMDg1ODIS1&r=MTkxMTczODM4NTU5S0&j=MTEyMzU1MTU1MQS2&mt=1&rt=0

Agenda

8:30-09:00am Registration & Refreshments

09:00- 10:30am Practical Presentation


Location:

Willis Towers Watson

Auditorium

51 Lime Street

London

EC3M 7DQ

This event is free.

To book a place please contact Bonita Johnson at WTW: bonita.johnson@willistowerswatson.com

Willis Towers Watson invite you to join them for a practical presentation dealing with the challenges arising from the FCA's new enforcement policy and its focus on individual accountability.